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April 2008

April 30, 2008

3 FHA Mortgage Niches To Help You Survive The Mortgage Crisis

The advice I'm about to give goes against the grain in the mortgage business where everyone likes to advertise that they offer 1200 different loan programs for borrowers with all types of credit. I'm going to give it anyway.

The very best way to make your mortgage marketing successful is to concentrate it on a very tightly defined niche and position yourself as the expert in that niche. Borrowers aren't attracted to those one size fits all ads and you are throwing away your money.

Here are three niches that an FHA mortgage specialist can use to close more loans in less time with more profit and, most importantly, happier customers that are anxious to refer their friends and relatives.

1. First Time Home Buyers.

This is the most obvious FHA niche market. After all, this was the reason the FHA program was created in the first place. In spite of what you hear in the news, a housing downturn presents the best time for smart and well advised first time home buyers to enter the market.

The key to marketing to first time buyers is to understand that they need a lot of information and guidance before they trust. Study their needs in today's market. Those needs are a little different than they were during the boom times.

Create a free report that shows how FHA mortgages can help meet those needs and put that home buyer in a position to profit when real estate values start rising again - as they always do. Create a series of follow-up letters and reports that you can send out over time. Get their email addresses and set up an automatic series of emails that can be sent out to them over a long period of time. Educate them and they will trust you.

2. Manufactured Home Refinances and Purchases

This is actually 2 niches in one and each category has slightly different needs. They are both high on the list of the most lucrative FHA markets that exist. This is because potential borrowers in these 2 areas have problems that the FHA loan program provides a better solution for than they are getting elsewhere.

Get set up with some of the lenders still offering FHA financing on manufactured homes and become a master at knowing what loan characteristics those lenders prefer. In spite of tightening guidelines, this market is still huge. Locate reputable local structural engineers and foundation contractors to help you quickly determine whether a manufactured home qualifies for FHA financing or what it will take to get it there.

Then, if you want to enter the manufactured home purchase market, get in contact with manufactured home dealers and offer them a solution to help get their homes sold. Use the same free report techniques to market your services directly to buyers. Use those buyers to help establish a relationship with some of those dealers.

You can enter the manufactured home market and have fewer parties to keep happy by locating owner financed manufactured homes in your area. In some parts of the country, many investors bought renovated and owner financed or lease purchased FHA qualified manufactured homes during the housing boom of the last few years. These loans often included very high interest rates and balloon notes which the buyer must pay off soon. You can often locate these situations through the local tax records. Keep in mind that if locating them was easy, this technique wouldn't be as profitable. A mortgage originator who has mastered the process of getting manufactured home loans approved can really help these people out of a tough situation and get paid well doing it.

3. Cash Out Debt Consolidations - With A Twist

I know every subprime call center on earth has been pounding these prospects with solicitations, and taking advantage of them, for years. Yet there is a growing group of consumers who are now realizing that they need to get rid of the debt in their lives if they ever want to make it through tough economic times. These people are very wary of mortgage brokers calling them to try to lower their payments using some sort of subprime teaser rate mortgage that traps them in a bad situation later on.

In fact, if they watch the news much, potential borrowers think every mortgage broker they meet is skillfully hiding his or her horns, tail and pitchfork long enough to get that borrower's signature on the contract selling their soul. Here is a strategy that might help get around that predisposition.

This subset of home owners who wish to get rid of debt as quickly as possible is already prepared to cut back their lifestyle in order to pay off debt. Unfortunately, a lot of their debt has crazy high interest rates. How much better might their situation be if all that debt was refinanced into one 15 year fixed rate mortgage. Yes, you did read that correctly. I'm talking about probably raising their payment. However, if they qualify I'm also talking about lowering the interest rate on that debt so they can get it paid off without the interest eating up all the payments they are making.

These are just a few of many possible niches still available to loan originators today. The mistake most mortgage brokers and lenders make is that they never realize that a specifically targeted advertisement will always draw in more prospects than those one size fits all ads they are running now. Surprisingly, marketing tests show that specific ads perform even better at drawing in prospects they were not even targeted for than general ads do.

________________________________________

Reproduced with permission from Carl Pruitt. To visit Carl Pruitt's website, go to http://fhaloanadvice.com/index.php/about/  Copyright 2007 Carl Pruitt. All rights reserved worldwide.

Carl Pruitt is a 22 year veteran of the mortgage/real estate businesses who specializes in using FHA loans to get low fixed rate mortgages for borrowers who have had credit problems. He also coaches other loan officers on the best methods marketing, packaging and processing FHA loans.

April 29, 2008

FHA - Writing Effective Credit Explanation Letters

Loan officers who have lost their subprime golden goose are streaming into FHA loan origination. Their FHA loans are being turned down left and right by frustrated underwriters who can't believe such junk was put on their desk.

I'm about to place in your hands one of the most powerful tools there is to make sure you get your loans approved by FHA underwriters - the ability to excel at packaging a loan submission.

First things first. These tips are worthless without the proper foundation. Here it is: Make sure you have a borrower who really deserves a loan!

I know loan officers think everyone who wants a home deserves a loan as long as there is any way to squeeze them into the guidelines. Use common sense though. Make sure you really do believe someone will be able to make the payments before you go out of your way to get a mortgage approved for them.

Don't use the typical excuses so common during the mortgage boom years that you "aren't their parent" or "it's up to them to know whether they can make the payments" or "they'll just go on to someone else." The loan officers spouting those excuses are a prime reason that today you are having to fight tooth and nail to get loans approved that were once easy to close.

I'm not telling you all your customers must have pristine credit. I am saying you should not be helping deadbeats who haven't changed their habits, but want a home because "they are tired of throwing their money away on rent." Market yourself better and find the people who really did have an unexpected problem ruin their credit and who have learned their lesson. Remember FHA will cut you off from the program if you allow too many deadbeats through your filter anyway.

With that in mind, here are 3 power tips for writing an effective FHA credit explanation letter.

Tip Number 1: Don't write the credit letter. Let the borrower put it in their own words.

Probably not what you were expecting, but this is very important. A perfect letter put together completely by the loan officer can easily be detected by the underwriter and it will hold less weight when they see it. Allow the borrower's own words and own personality to make their way into the letter.

Tip Number 2: Don't leave the borrower completely on their own to write the letter.

Most loan officers still simply give the borrower a list of derogatory accounts and ask them to explain them. Don't do that. Give your borrower the proper guidance. Tell them what you expect from them.

Sadly, the average high school graduate today is functionally illiterate when it comes to the task of putting together such a letter. You are doing good people a disservice when you leave it all up to them. They could probably do a fine job of explaining it themselves if they were speaking directly to the underwriter and the underwriter could ask follow up questions. That doesn't happen anymore, so you must help them get it right from the beginning.

After the borrower explains the details of the situation which caused the credit problems and you have informed them that it is a crime to lie in this instance, have them write out exactly why the problem happened. Make sure they address and account for every single negative item on the credit report no matter how old or how insignificant it appears. Get them to explain in their own words why they feel this problem won't happen again and exactly what they have changed in their life to prevent it from doing so. Then have them explain why they feel the underwriter should reasonably expect them to be able to make the payments.

Don't skip any of those points. Once the borrower understands what is needed, let them put it in their own words.

Many loan officers tell their borrowers to keep their explanation letter short. Don't fall into this trap. Make sure the borrower explains everything in tedious detail to the point that anyone who picks up that loan file 10 years from now can easily understand why this borrower ended up being approved.

Here's a bonus tip: To satisfy the underwriters who don't like to read, always include your own cover letter in the submission file briefly summarizing the borrower's credit explanation and adding your own interpretation of which compensating factors the underwriter should consider.

When you structure the explanation part of your file this way, you are helping the underwriters make the decision without having to figure out on their own how they are going to justify it. This makes them more comfortable giving you an approval with fewer conditions.

Tip Number 3: Document the borrower's credit explanation and solution.

This is the extra punch even experienced loan officers often leave out, but it is the step which can take you above the level of the average loan officer into the category of miracle worker in the eyes of your borrower and their real estate agents.

Get some documentation to prove the borrower's credit explanation is true and that their explanation of how they have changed things is true. I know this involves extra work for you and for the borrower. It is worth it. If the borrower had a medical problem get something from the doctor, or include bills in the file. If the borrower was laid off, include a copy of their termination letter or evidence of receipt of unemployment benefits. If the borrower said their problems occurred because they had no medical insurance, prove they have it now. You get the idea.

Of course the borrowers often have difficulty finding this type documentation. That's why the average loan officer never gets it. Push them. It doesn't take much documentation to add considerable punch to your case that the loan should be approved.

Every day I talk to loan officers crying over turned down files that should have been approved. The common element in almost all of these cases is that the loan officer left it up to the underwriter to figure out why the loan should be approved. To avoid extra work which might be wasted, loan officers submit the loan hoping it will slip through without having to provide this documentation. Underwriters don't have time for this. When you put them in this position their answer will be to turn the loan down or approve it with approximately four thousand conditions of approval.

Times are difficult in the mortgage industry today. The mortgage originators who survive will be those who find a way to help the people other originators aren't helping. Becoming an expert on FHA loans can be the best way for a loan officer to do that. Use these tips to get more loans approved and get more referrals from your happy customers.

________________________________________

Reproduced with permission from Carl Pruitt. To visit Carl Pruitt's website, go to http://fhaloanadvice.com/index.php/about/  Copyright 2007 Carl Pruitt. All rights reserved worldwide.

Carl Pruitt is a 22 year veteran of the mortgage/real estate businesses who specializes in using FHA loans to get low fixed rate mortgages for borrowers who have had credit problems. He also coaches other loan officers on the best methods marketing, packaging and processing FHA loans.

April 28, 2008

Pricing...How Do You Do It?

Chrisjohnson_2 A New Post By Chris Johnson
Business Survival Consultant
Read other posts by Chris Johnson

One of the things that's lost in the great YSP debate is the idea of pricing.  How do you price your loans?  There are at least 5 ways I can think of that loans get priced:

  1. Opportunistically: You squeeze every dime you can out of people, every time.  This is the "as much as you can get away with," model.
  2. Haphazzardly: Similar to #1, but less intelligent about it.
  3. Flat Price:  One broker I know charges $4500 per conventional loan and $6,000 per government loan.  He's booming.
  4. % of loan amount.   Pretty straight forward.  MAny do things that are based on a percentage of loan amount. (2 out the front, 2 out the rear)
  5. Per Work Involved: This is how I price; I do things based on a fee schedule, with modifiers on the loan.

However you price, we want to have a real business.  We want to make sure we're doing everything on purpose, and with the customers best interests at heart.  A rookie originator is worth less than a Mike Mueller is ever going to be (but they often charge more).  I can kick the teeth of any bank in any time I want to, that's the broker advantage...that still exists.  

So I'll tell you how I price loans currently, and I'm looking for feedback of the great cicerones, and those following us.

Minimum: $2,250 in total revenue (I'm on something like a yours-mine-ours with my company).  I will occasionally do a deal for a cooperative home buyer for less, but rarely.  Since I instituted this in July of 2007, I've only come under the wire one time.

Maximum: 4.5% of the loan amount, unless it's a small loan, then it's subject to minimums.

  • Basic pricing for a vanilla purchase = 1.5% of loan amount, subject to the minimum pricing.  (Ohio still has its share of $95k houses that are not huts on the river.  Middle America rocks for affordability).  I also add a $425.00 junk fee for processing and paying for the expense that has become the credit bureau. 
  • Basic Pricing for a vanilla Refi= 1.875% of the loan amount.  Usually refis take longer, and stress the system out more.  So I charge more.

Now the positive  modifiers:

  • If it's for someone who has referred me business: $1,000 in the customers favor, subject to minimum pricing.
  • If it's someone that gets their docs to me within 48 hours of request or at appointment:  $600 in the customer's favor.

Now for the negative modifiers (all adjustments are to fee)

  • If either the customer or their Realtor is a jackass: .5% my way.  A jackass is clearly defined, and I'll get to that in another post.
  • If the customer gets their parents/significant others/any non engaged non professional involved halfway through:  .25%-.50 depending on their level of hostility.
  • Government Loans: .75% my way.
  • If I have to chase docs for more than a week: .25-.5 my way.
  • Investment Loans: $3,000 minimum, 1.0% my way for the first 2 loans from customer.
  • If the customer tells me incorrect information: 1.5% my way, and the loan may die if it was organicly dishonest and malicious. 
  • Stated, Bank Statement, 1099 or Self Employed Loans where I have to dig through a morass of paperwork: +1.0%, and I give the customer a referral to somone else.
  • 911-emergency loans: .5%.  I love these loans, so I don't ding them much.
  • Loans with an affiliate title company that does not get me paperwork in 72 hours: .5 (that one is for you, Diane Cipa)

This is for loans that come through my channels conventionally.  I'm experimenting with different marketing and different pricing right now, and I have no problem with big fees--especially when talking to Brian Brady.

I base everything on the amount of work I have to do, as a standard.  I've thought this through, and it seems to add up, but the real gist is that if a customer makes things easy on me, refers me business, I can work cheap.  If a customer is a nightmare, they pay for it.  The most common one I get is the customer being a Jackass and an Investor.   I absolutely love it when I'm saving a deal on a house in contract for an investor, and they try to compare my quote to the one that never closed, and make me compete against a fictional loan. 

Everything is properly disclosed, and I have a very specific spiel for each part of the process, so the customer knows how to get me to work cheaply and what I want from them.   I tell them if things happen that take time, that the loan is subject to repricing and redisclosure.  This is  how Zillow's mortgage marketplace can work for originators.  "All quotes presume that the customer can get necessary documents within 48 hours of request,"

I'm actually rethinking this,

So:

I have three questions: 

  1. How Do You Price? 
  2. How do you want to price,
  3. How should originators price?

Oh, finally, I'm in the last days of selling Loan Officer Survival Guide for $13.50.  I offered 'em dirt cheap in May, and the response has been fabulous so there's no reason to extend my introductory offer.  So if you haven't bought it yet, you've got till Wednesday to buy it, and see what the fuss is about.

Marketing Idea - Birthday Cards for Kids

Cicerone2_2 A New Post By The Mortgage Cicerone
A Guide for Mortgage Professionals
Read other posts by The Mortgage Cicerone

Came across this unique marketing idea by Ryan Steinert. As you know from my previous posts, keeping in front of your clients is vital to your long term success in the mortgage business. Even more important is making those contact points memorable.

Click on link below to read full story:

Birthday Cards for Kids 

April 27, 2008

Managing Your Database with a Cup of Coffee

Rhonda_porter2 A New Post by Rhonda Porter
Mortgage Broker/Licensed Originator 510-LO-32047 - Washington
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Rhonda Porter

Saturday mornings, I typically find myself having a hot cup of coffee (while my husband sleeps in) updating my client database.  I've used ACT for the past 15 years and really haven't tried any other system.   There may be better--any database management system is good as long as you use it!   

With ACT, I'm able to sort my contacts into different active fields using "ID/Status".  This helps me track what phase my clients may be in during a transaction or if they are getting ready to obtain a mortgage.  Here are some of the fields I use:

  • Phase 1 - Honeymoon. (This is a "fresh lead" that has not immediately moved to prequal or beyond).
  • Prequal
  • Preapproved
  • In Processing
  • Locked and Approved
  • In Escrow
  • Closed
  • Credit (If the client has credit issues they need to work on before they can/should obtain a mortgage).
  • Lead. (If the contact does not become a client, they will eventually move from "Phase 1" to a "Lead".

ACT also allows you to create groups which are separate from "ID/Status".  Here are some of groups I have for my clients:

  • A List - Clients who are strong supporters.  They actively refer friends and family to me.
  • Renters
  • Investors
  • Jumbos
  • ARM
  • Mortgage Insurance

A Client can belong to more than one group.   Groups allow me to send specific information to a smaller group of people.   For example, when the media started blasting how dangerous ARMs are, I did a mailing to my clients who have ARMs with a "mini-review" of their existing mortgage and inviting them to contact me for a full review.

I use ACT to track scheduled events for clients as well, such as birthdays (who doesn't like to receive a card on your birthday!), when an ARM is scheduled to adjust and the anniversary day of the mortgage so I can provide an Annual Review.

I religiously use the "last results" field on ACT which keeps a history of what I've done with my client.   It's amazing to see the histories of my first clients--eight years of notes.   I find myself getting sentimental when I read their stories...maybe I helped them buy their first house and then a second...the better notes you keep using "last results" the more you will know your client.  When my clients return to me, they're amazed at how much I remember about "their story" or our transaction. 

I do hope that you're reading this post and saying "Duh, Rhonda! Of COURSE I have a database...I'm way ahead of you Girl!"  Truth is, I know many Loan Originators who do not stay in touch with their clients after closing.  They're transactional instead of "referral based".   If you're someone without a database, I highly encourage you to spend a weekend importing all of your past clients (some LOS will import or offer their own database systems).

Watch for my follow up post--I'll share some tips on how often and what I send to my database.  Keep in touch!

April 24, 2008

Zillow Mortgage: follow up observations

Dan_melson_2 A New Post By Dan Melson
Mortgage Loan Broker - California
Read other posts by Dan Melson

I've been quoting loans on zillow mortgage in what would have otherwise been my wasted time, and watching what others quote.

Observations:

1) No matter the characteristics of the loan that gets asked for, most quotes seem to be A paper conforming full documentation rates - and lowballed on the points as well.

2) I have yet to see FHA costs addressed at all, by any other quote provider

3) I have yet to see quote caveats provided by any other quote provider

4) Zillow does not appear to be effectively monitoring their quotes forum or their feedback.  In at least one case, I'd bet money that a top of the line review was a sock puppet.

5) I have done roughly 15-20 quotes.  Real loans, that I could actually lock and guarantee price (assuming the client was telling the truth) and deliver in 30 days or less.  Zero calls, zero emails.  I'm seeing identical quote requests circulate at intervals of a few days, with no apparent action  on the part of the requester.

6) I'm going to be nice here: Perhaps given a bit more time, the enforcement mechanisms will shake themselves out.  It has been less than a month.

7) Nonetheless, at this point in time, Zillow has done precisely nothing to separate themselves from all the other on-line quote sites, and it does not appear that they are likely to do anything to make them any more worthwhile than any other such site, from the point of view of either consumer or mortgage provider

Quite frankly, I appear to have wasted the $25 sign up fee.  Not that it's the first $25 I've ever wasted.  But if you're quoting something real, Zillow mortgage does not appear to be living up to their hype.

Being a Student of the Business

Tyler_4_3 A New Post By Tyler Osby
Wealth Creation Specialist - The Big City of West Des Moines, Iowa!
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Okay.
  I'm going to start a conversation (hopefully) with this post. 

Here's my objective: There are many opportunities for us (loan originators) to become better at what we do by attending seminar, achieving certifications, etc.   I'm curious what our community (the readers & writers of this blog) are planning on doing this year to invest in themselves.  I think we all understand the importance.. This blog being one example of how we do it.

Cool enough?

So with that said, there are plenty of options out there (probably more than I'll list.. so add more).  But, I want to know what everyone is planning on attending.  Then your opinion on the different events, etc. 

Easy enough, right?

Here's my rough list of opportunities coming up later this year to continue being a student of the industry:

1) Mastery Business Plan by LoanToolbox
The Details (I'm not being paid to pitch it, so find out if it's right for you.. yourself)
What: This will be the first time LoanToolbox's BP and Todd Duncan's Mastery event have ever been combined.  It's an event designed to help originators put together their business plan for the following year (2009) and give them some great content to implement.
How Much: The cost ranges from $995 - $1,295 per participant. 
Date: November 10th-13th.
Where: The Mirage in Las Vegas

2) High Trust Sales Academy by The Duncan Group
The Details (I'm not getting paid to sell it, so I'm not)
What: It's an event teaching sales skills, unique marketing ideas, etc.
How Much: $1,995
Date: May 14th-16th
Where: San Diego, CA.  Omni San Diego Hotel

3) Achieving Leadership Excellence by The Duncan Group
The Details (I'm not getting paid to sell it, so I won't)
What: An event targeted at making your mortgage company/business the best it can be (for managers/leaders).
How Much: $2,995 (till June 1)
Date: July 13th-18th
Where: Four Seasons Resort Nevis (Charleston, Nevis, West Indies).. yea not kidding.

4) Mortgage Planner Summit by Steven Marshall, Mortgage Planner Magazine and Strategic Equity
The Details (Again, not getting a dollar.  Steven, you can write me if you want to pay for affiliates!)
What: It's an event with big name speakers (lots of speakers) and they focus a lot of energy on the strategy of 'Strategic Equity'.  You can also show up a day or two early and get a 'CMP' (certified mortgage planner) designation with a VIP registration.
How Much: Honestly - it depends on who you talk to.  I've seen between $150 (if you buy two tickets) to $999 for the full boat VIP ticket.
Date: June 4-6th
Where: The Venetian Hotel in Las Vegas.

That's about all I could come up with.  If I'm missing any, let me know.

I'm wanting to have you address these questions:

1) Which events are you planning on going to?
2) Why are you going to those events?
3) What feedback do you have on previous year's events?
4) What do you look forward to most about the event?
5) Are you looking to earn any designations this year?  If so, which ones?

I want to see who's going to these events so we can connect and actually meet each other.  I'm sure we've got some great conversations waiting to happen.. but let's get some comments going!  Cool?

The Sales That Slip Away

What do people talk about with their friends when they're buying a new car? About new cars! And what do people talk about when they are buying a new house or refinancing a mortgage? Right! Houses and mortgages.
x
And when they talk about mortgages, are your customers talking about YOU? Your goal as a salesman who likes to work from referral business, is to make the process so easy that every one who works with you will recommend you to their friends.
x
Most salespeople don't live on referrals. WHY NOT? They are either embarrassed to ask for them, or they get so busy with the paperwork of the deal that they FORGET to ask for referrals!

Most salespeople don't live on referrals. WHY NOT? They are either embarrassed to ask for them, or they get so busy with the paperwork of the deal that they FORGET to ask for referrals!

Rule #1: You don't ask. You don't get.

Rule #2. You ask for more. You get more!

So how do you ask? Several ways. Pick one! Immediately after you take the application, you say: "Are any of your friends shopping for a mortgage like you were?"

When you call back to get more information, or better yet, when you call to say "Your loan is approved!" you say: "I've really enjoyed working with you and would love to work with any of your friends. Who else in your circle is thinking about a new house or a mortgage?"

Right after the loan closes, call to say congratulations and ask: "Could I ask you for a little feedback on my service?" If they give you a good report, you can do two things. First ask for a testimonial. "Will you put that in writing?" and 2. "Will you say that to your friends when they need a mortgage? Could I send you a few business cards, just in case you need them?"

Keep in touch 3 or 4 times a year, see how they are doing and ask: "By the way, do you happen to know of anyone thinking of making a move or needing to refinance?"

They may send you their friends and they will definitely remember you when it's time for them to get a new mortgage!

Reprinted with permission.
Copyrights 1992-2006 Linda Brakeall, Phoenix Seminars
Speaker, Trainer & Consultant
LindaBrakeall.com  800-662-7249 

April 23, 2008

Converting The Dreaded "What's Your Rate?" Call

Whats_you_rateWe have a variety of rates and programs depending upon your specific needs and closing date. Right now they range from 4.6% to 11%. May I ask you a few questions?"

Memorize those three lines and use them for rate calls from now on.

The rule always is: Ask questions to solve the customer's problem.

  1. Is this a purchase or a refinance?
  2. When would you like to close?

Those two are asked frequently, but they won't tell you all you need to know. Try these: "

  1. How long have you shopping for a mortgage?
  2. What is the best rate you've encountered so far?
  3. What rate did you have in mind?
  4. What's more important to you - the rate itself, the package cost or the total value?"

Suppose they tell you that they've been offered a rate far below anything you have? A few more questions are in order. But before you do that, reduce their defenses by congratulating them. Try this:

"Wow! That is a great rate! If I were you, I'd snap it up! Can I ask you just a few more questions, because if that rate is available I know people we can't finance that I'd send over there."

Assuming they say, "Yes", you ask:

  1. What are the closing costs on that loan?
  2. How soon do you have to close to get that rate?
  3. Did that company guarantee that rate in writing until you close?

Got the idea? You and I both know that most loans are funded by the same investors, and the total package cost is very similar. So get the appointment first. Then help the customer find a way to compare apples to apples, to read the fine print, and make an intelligent decision. Happy lending!

Reprinted with permission.
Copyrights 1992-2007 Linda Brakeall, Phoenix Seminars
Speaker, Trainer & Consultant
LindaBrakeall.com 800-662-7249

April 22, 2008

Cold Calling Is For Losers - Leveraging Your Sphere of Influence

Cicerone2_2 A New Post By The Mortgage Cicerone
A Guide for Mortgage Professionals
Read other posts by The Mortgage Cicerone

Why do sales managers and so many sales trainers devote so much time and effort to teaching mortgage professionals cold calling skills?

Sphere_of_influence Sure, there are those "old school" individuals who believe all newbies have to "learn the ropes" and "pay their dues" by demonstrating their toughness and wherewithal by "beating the streets" and proving their mettle by cold-calling. However, in my opinion, cold-calling is plain stupid!

Why cold calling is stupid

Smart business is about efficiently utilizing the limited resources available to an individual or entity at any given moment in time. Since time is our most precious resource, doesn't it make sense we avoid practices that don't make efficient use of our time. Simply stated, if we utilize our most precious resource of time in an effort to meet people for the first time over and over again, we will be running on a treadmill for the rest of our professional sales career.  Incidentally, it is my sincere belief, the practice of cold calling may be the major underlying factor driving the high rate of failure and turnover in the mortgage and real estate industry.

Yet, why is cold calling dumb? Here are a few of my observations:

  • It annoys people/prospects (think about it)
  • Cold calling destroys your status as a professional, expert and trusted business adviser
  • You don't look successful and appear to have nothing else better to do
  • When cold calling, you don't bring a perceived value to the prospect - you are telling a prospect you need a sale
  • It's inefficient and wastes time

While it's easy to say cold calling doesn't work, what's the alternative? 

Leverage Your Sphere of Influence

Contact the people you know! 

Before you are tempted to make a cold call, ask yourself;

  1. Have you contacted every one in your sphere of influence
  2. Informed them you are in the mortgage or real estate business
  3. Provided them with your contact, website and blog information
  4. Would like the opportunity to earn their business and referrals.

If you are new to sales or have never targeted your sphere of influence, this group will most likely be the source that will provide you the greatest Return-On-Investment (ROI). That's why it's so important you size your sphere.

Family and friends are commonly the first individuals that come to mind. Yet, most spheres are typically much larger and include everyone whose lives you have touched in the most major or minor ways. In fact, industry studies estimate most people have at least 300 personal contacts within their sphere within following groups:

  • Personal-friends, relatives, neighbors
  • Associations-religious organizations, civic associations, the PTA
  • Previous customers-from this job or a previous place of employment
  • Previous prospects-contacts you were not able to sell in the past
  • Coworkers-from this job or a previous place of employment
  • Professionals-doctors, CPA's, attorneys
  • Vendors-those who call on your industry and/or your targets

You need to gather these names to prospect for business, because you won't get any loan applications if no one knows you are in the mortgage or real estate business. You have to:

  • Pick up the phone
  • Compose e-mails or
  • Fill out postcards

And let people know what you do for a living, how they can reach you or find your blog/website.

Then, you have to remind everyone in your sphere month after month that you are available and eager to do business.

Now, let's step back and work out the mechanics.

At this point, you need to sit down with a pad of paper or at your computer and compile a personal contact list of everyone in your sphere. 

Everyone? Yes, I mean everyone.

While it can be overwhelming, it's mission critical you organize your sphere into manageable lists with the appropriate names, contact information, and personal data. Every contact should have a full name, address, day and evening phone, cell phone (if available), work address, business and personal e-mail addresses (marked with which is preferred), immediate family member names, birthdays, and personal facts. You should have a record of dates on which you contact these people. If you have a contact management program for your computer, you should input this information as soon as possible, so you can start sending e-mail listing alerts, newsletters, market conditions reports, e-cards or whatever follow-up tools you have chosen to stay in front of your contacts.

Upon completing this exercise, most people will have well in excess of the 300 contacts noted above. If you do not already have a working database, you will now have one started . If you do, your database will now be much stronger.

The question remains: if you have 300 to 600 personal contacts, why in God's green earth would you call someone you do not know in order to sell?  One common response to this question is that you do not want to sell to those you know.  This response represents a type of call reluctance and needs to be dealt with at a different time.

Many assume their personal contacts will automatically refer them business when it is available.  This is a very false assumption.  Your contacts do not sit around and think about who does what and act accordingly.  They usually act under the "path of least resistance theory."  This means that the person who contacted them professionally and most recently from the time a need occurred is most likely to be the conduit for new business.  The way to interfere with this process is to develop really close relationships. Yes, the world of sales really is about relationships!

Top producers in every field of sales obtain the majority of their business from referrals.  Their greatest source of referrals are those in which they have developed a close relationship, especially previous customers.  If you have not kept in touch with those you have served in the past, you are likely to have to start the sales process from scratch every time you have to make another sale.  Talk about a treadmill!

Let's start the process by analyzing these categories one-by-one. 

Personal Contacts

Everyone has relatives, friends and neighbors within their sphere of influence.  Yet, many times individual sales people are apprehensive about contacting those they are closest with.  Perhaps they feel they will appear not to be "doing well" in front of those who care about them the most.  This phenomenon represents a common form of call reluctance.  It should be noted that those who are doing "the best" are most likely to call upon their personal network as an important portion of their source of referrals.

Most successful originators believe personal contacts should be a major part of their marketing plan.  For example, those who are interested in advertising for refinances or home equity loans may target their neighborhood with flyer's.  Why direct mail into "cold call" areas when your name recognition will be highest closest to home?

Now, suppose you are invited to dinner at a neighbor's house.  When you arrive, there is a new for sale sign and they have already been pre-approved for their new loan.  And they did not apply with you.  As a matter of fact, it is a perfect stranger who does not live in the neighborhood and works for your competition.  How do you feel? Did you expect your neighbor to think of you when you did not spend any time asking them for their business or referrals?  Never assume they will think of you on their own.

Associations

This category covers a wide range of organized groups-personal, religious, civic and business.   Today, it is not unusual for someone to be involved in their church or temple, a professional association and their children's PTA or school sports. 

Every member of these associations represents a possible marketing target or referral source.  Your actions could include simply blogging, advertising in the association newsletter or e-mailing to close members.   Perhaps you might take a leadership role in the association that would enable you to become known by more members.  Certainly networking at association events is an opportunity where each member can avail themselves.

Of course, this means that you must become active by attending these meetings and actually networking (bring your business cards). Networking does not mean walking around and asking for the business.  It does mean asking others what they do for a living so that they will be obligated to ask you the same question.  Always ask for their business card so they will do the same for you.  Good sales people ask questions and listen.   

Previous Customers

This must be a very significant part of any marketing plan.  The definition of previous customers must include those from your present position and those you have served previously-even within other industries.  In other words, do not assume that selling mortgages will not be relevant to your previous customers in the auto business.

Every industry experiences different buying cycles.  One may purchase real estate every seven years and stocks every few months.  These buying cycles will determine how often you market and how you market to your customer base.  Remember that you are not marketing just for their business but also for referrals.   This is why your blog and newsletter should always contain pieces appropriate for previous customers.

There is no category that illustrates our adversity for cold calling more than the previous customers category.  Why cold call when you have not effectively marketed those you have served?  You have utilized your most precious resource, time, delivering top-notch customer service.  Why go out and spend more time and money generating new relationships if you have not fully explored the relationships already at your fingertips?  This is especially true of those selling sub-prime mortgages that can be refinanced after six or twelve months of good payments.  Most of the industry ignores previous customers while we spend our resources cold calling.  Go figure!

Previous Prospects 

Just as you have devoted time and money cultivating relationships with previous customers, those who you DID NOT sell last time around represent a significant investment of your precious resources.   Time and money were expended making the phone ring.   Knowledge was imparted and some level of service delivered.  There may even be a measure of guilt because they used your resources and either did not purchase or purchased from someone else. Stephen Covey would say that you have built-up an emotional bank account. 

Most sales people ignore previous contacts, perhaps because they have expended resources and have failed to make a sale.  This is a huge mistake in strategy-

Because you have built-up a rapport, previous prospects are fertile ground for referrals.  What better time to invoke the law of reciprocity, right after they have used your services but you have received no value in return.
Times change and so do situations.  If previous prospects could not purchase because they were not "qualified," this does not mean that they will not be qualified for the rest of their life.  They have expressed an interest and desire which is the most important element.  Have you put them in a position where they will be in a better position to qualify some time in the future?  If you have, then you are continuing to impart value to your prospects.

This is especially true with regard to non-conforming prospects.  Have you referred those who do not qualify to credit counseling services?  This move imparts value to the prospect, makes it more likely they will qualify in the future and gives you an additional referral source.  Don't throw away gold!

The formula for previous prospects is not much different than for previous customers.  Continue to deliver value and this will give you the right to continue to ask for referrals and put you in a position to succeed if and when they are ready to purchase.  The time you spend cold calling prevents you from fostering these long-term relationships.

Co-workers 

It may seem that the co-worker category will not be helpful to you in prospecting if you are working with other sales people. After all, wouldn't they be taking advantage of all the prospects themselves?  Possibly, but there are a few important points to bear in mind-

Not all sales people can handle all situations.  If you have a particular area of expertise, you may receive referrals from those who do not service this niche, if you prospect within the organization.   If your sales organization has offices in other locations, fostering long-distance relationships can be beneficial especially with regard to relocations and long-distance purchases.

Second, every organization has operational components.  Get to know those who make up operations.  Take them out to lunch and ask for referrals.  The company may pay them for bringing in leads, but it does not mean that you cannot be the recipient of this value.

Your Past Contacts - Those who worked with you in previous jobs also represent a major source of referrals.  If your previous job was in the mortgage industry, there are most likely those who have left the business (also true for your present office) and have previous customers they refer.  If your previous job was in another field these relationships are still more fertile than a cold-call.  Why not call someone you worked with for five years rather than someone you have never met?  Do not worry about not having kept the relationship going.  Do not let call reluctance keep you from mining gold!

Business Professionals

This category can be a bit broad and is generally comprised of the professionals within your life - doctors, lawyers, CPA's, financial planners, etc. There are several reasons why professionals can represent a very lucrative aspect of our marketing plan:

  • Professionals themselves can represent an important target for many within sales.  They earn more money than most any other target group.  If one would like to earn more, then sell to those who are in the higher income brackets.
  • Professionals (unless they work for corporations or the government) serve the public.  Therefore, they have great access to potential customers and if you have the ability to grant them access to your customer base, then a reciprocal relationship can be very beneficial.  Imagine a joint mailing from a CPA and a real estate professional or mortgage broker to their respective customer lists. The real estate list would be fertile ground before tax season or after the purchase of their first home.  The accountant's list would be fertile ground after the checks to the IRS have just been mailed.
  • Professionals know other professionals.  Obviously, if you are an accountant, you will know many other accountants.  Your close relationship with a particular professional can lead to relationships with many more.
  • It is important to note that many segments of your sphere of influence will be related to others.  Just as your customer list may be of interest to a professional, your previous customers can also lead you to professionals.  If you are helping someone purchase a home, why not ask the advice of their financial planner and get them involved? 

Vendors

Those pesky sales people you have been avoiding may be one of your best sources of gold. 

Vendors can be divided into two basic categories:

  1. Those who call upon you - Instead of brushing off sales people, use the fact they can be especially willing to please you in any way they can (within reason of course).  Especially those from whom you regularly make purchases.  Remember each of these vendors are in the business of knowing many business people and networking is a vital part of their job.  Hmm...people who want to please you and have many contacts.....
  2. Vendors who call upon your targets - I'm not talking about competitors.  These are the vendors calling on your targets and selling a non-competing product.  One day you call upon your target and the next day they call upon your target.  Setting up synergy partnerships with these people can be very lucrative because you can double your reach without devoting twice as much time and money.  Which is more efficient, a cold call to a prospective target, or a call to someone who could help you reach one hundred prospects (prospects with whom they already have a relationship)?

Remember, daily contacts are a must to build your business. Getting into the habit of making those daily calls will help you become a true professional faster. Prospecting is a numbers game, sooner or later, you will hit upon someone who needs your services, and the more that need you, the more referrals you have. That's how a real estate business is built from the ground up. 

The Mortgage Cicerone

  • Cicerone - cic•e•ro•ni (-nÄ“)
    A guide or person eloquent in sharing knowledge and inspiring impactful action.
     
    As the name suggest, The Mortgage Cicerone is a combination Loan Attraction Guide / Mentor / Coach / Facilitator of personal growth and top-performance. You are unique and your solution is not the same as your neighbor. By actively collaborating with you, we help you discover your true unique personal drivers by clarifying and congruently aligning your goals and actions.
     
    This in turn fosters high-performance, clarity, new perspective and the necessary passion needed to take your performance to the next level. Subsequently, by providing the appropiate tools, you learn to take passionate, commited, impactful and decisive action.
     
    With deep industry and business process expertise, broad national resources and a proven track record, The Mortgage Cicerone mobilizes and aligns the right people skills, processes, motivators and technologies to improve your performance, finances and life/work balance in ethical congruence with your value system.

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July 2009

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  • The content provided on this website is presented or compiled for your convenience by the publisher of The Mortgage Cicerone and is provided for informational purposes only. It does not necessarily represent the views or opinions of any person, entity or company associated with The Mortgage Cicerone. Neither The Mortgage Cicerone nor any of its contributors and their employers or companies in which they are associated assumes any legal liability or responsibility for the accuracy, completeness, or usefulness of any information disclosed, or represents that its use would not infringe privately owned rights. The information provided on this website should not be construed as offering legal, financial or other advice to be relied on by the reader to make or refrain from making any decision or to take any action. The investment, mortgage or financial services or strategies mentioned in and throughout this website may not be suitable for you. All rights reserved.

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